what's next for you?
FA Nexus seeks to identify and establish the best paths for financial advisors seeking change. Whatever the driving factors may be, you have options.We are eager to speak with you >
Whether you are facing the failings of the traditional wirehouse model, the need for a more robust platform to serve clients or the desire for higher compensation, we understand the concerns associated with making major career changes. We have been where you are now, and we encourage you to pursue your dreams, whether they include going independent, moving to a new firm or attracting new talent. Many advisors, unsatisfied with their current situations, keep their heads down and wait for retirement, believing there is no alternative. But … you do have options.
Whether looking to create an independent firm, finding a new custodian or technology vendor or recruiting additional advisors to join a growing RIA, financial advisors seeking change will find a strategic partner in FA Nexus. Our extensive connections can help you tap into the industry’s top resources and achieve your goals.
We offer concierge-like service, presenting customized opportunities and alternatives so that you truly are in charge of your own destiny. We will provide leads on services you need so that change is at your fingertips. After advisors hear what sort of options are available to them, we often hear: “I wish I would have known this was out there. I would have made a move long ago.”
At FA Nexus, we offer every financial advisor a personalized experience. Our team has unparalleled industry knowledge from both the wirehouse world and among top custodial firms. We know the field, and as your trusted partner, we will guide you in taking the next step. We want to help advisors enjoy what they’ve worked so hard to create.
Experience & Partnerships
At FA Nexus, we are uniquely qualified to provide you with a solid plan for transition. Years of wirehouse and custodial firm experience, coupled with a comprehensive list of contacts culled from decades in some of the nation’s top firms, provide our clients a distinct advantage.We meet personally with every client to actively listen to their career goals and objectives. Using your goals as a framework, we will collaboratively develop a strategic, customized plan that includes research, recommendations and referrals to launch you in the right direction. And we will introduce you to industry business leaders who can propel you into the next phase of your transition.
Our high-touch services are provided at no expense to the advisor.
Eric Warlick, President
Eric Warlick brings 23 years' experience in RIA and custody/clearing sales to his new role as president of FA Nexus. In recent years, he served as managing partner and co-founder of an RIA platform...Read More >
Leslie Picco, VP Sales Management
Leslie’s role with the FA-Nexus team is multi-faceted, including engaging with clients to ensure strategic plans, internal organization and program implementation are achieved…Read More >
John Shepherd, VP Sales & Marketing
John Shepherd joined FA-Nexus as the chair of its Investment Committee, offering investors access to previously unobtainable opportunities and unprecedented customization…Read More >
Whether you are considering a move to a new firm, recruiting new talent, exploring independence or researching other options to grow your business, FA Nexus is the right partner for you.
We recognize the unique challenges facing advisors, from shifting cultures in traditional firms, to the challenges in recruiting high-level, long-term talent, to the potential obstacles in creating your own independent firm.
We see and understand the opportunities before you.
- Recruiting, referrals and placements
- Custodial matching
- Third-party money managers
- Technology platforms
- Marketing assistance
- Research platforms
- Back-office support
- Succession planning